Securities Industry Essentials Examination (SIE)
Get Help with the SIE by working with a SIE Exam Tutor Now!
On October 1st of 2018, FINRA launched the Securities Industry Essentials Examination (The SIE Exam). This entry level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. The SIE Exam and the Series 7 Exam are corequisite exams, and to be registered as a general securities representative, one must pass both of them. The SIE Exam and the Series 6 Exam are also corequisite exams, and to be registered as an investment company/variable contracts products representative, one must pass both of them Unlike the series 6 and series 7 exams, a test taker does not have to be sponsored to take the SIE Exam. The SIE has 75 questions and the duration of the exam is 105 minutes. Also, a passing score on the SIE Exam will be good for four years.
For additional information regarding the Securities Industry Essentials Examination (The SIE Exam), you can click on the link below to see FINRA's regulatory notice:
http://www.finra.org/sites/default/files/Regulatory-Notice-17-30.pdf
Finance Exam Tutor has been a SIE Exam Tutor since its inception. We have created proprietary materials for the SIE Exam but we are very familiar with the materials from the major prep providers such as Kaplan and Pass Perfect.
Working with a SIE Exam Tutor can help you understand topics which are likely to be very unfamiliar to you. Our SIE Exam Tutoring can be held during the day or at night. If you would like to work with a SIE Tutor, you can send a note to tutor@financeexamtutor.com
Get private SIE Exam Tutoring, Series 7 Tutoring and tutoring for other FINRA and NASAA licensing exams such as the series 6 exam!
Get a Free Consultation with a SIE Exam Tutor