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Securities Industry Essentials Examination (SIE)
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On October 1st of 2018, FINRA launched the Securities Industry Essentials Examination (The SIE Exam). This entry level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. The SIE Exam and the Series 7 Exam are corequisite exams, and to be registered as a general securities representative, one must pass both of them. The SIE Exam and the Series 6 Exam are also corequisite exams, and to be registered as an investment company/variable contracts products representative, one must pass both of them Unlike the series 6 and series 7 exams, a test taker does not have to be sponsored to take the SIE Exam. The SIE has 75 questions and the duration of the exam is 105 minutes. Also, a passing score on the SIE Exam will be good for four years.
For additional information regarding the Securities Industry Essentials Examination (The SIE Exam), you can click on the link below to see FINRA's regulatory notice:
http://www.finra.org/sites/default/files/Regulatory-Notice-17-30.pdf
Finance Exam Tutor has been a SIE Exam Tutor since its inception. We have created proprietary materials for the SIE Exam but we are very familiar with the materials from the major prep providers such as Kaplan and Pass Perfect.
Working with a SIE Exam Tutor can help you understand topics which are likely to be very unfamiliar to you. Our SIE Exam Tutoring can be held during the day or at night. If you would like to work with a SIE Tutor, you can send a note to tutor@financeexamtutor.com
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07/21 - SIE Tutoring helped Alejandro pass the SIE Exam
04.21 - With the help of a SIE Tutor, Jorge passed the SIE Exam
03/21 - With the help of a SIE Tutor, Tom passed the SIE Exam
01/21 - SIE Tutoring helped Adam and Rachel pass the SIE Exam
11/20 - With the help of a SIE Tutor, Mike passed the SIE Exam
10/20 - With the help of a SIE Tutor, Julia passed the SIE Exam
09/20 - SIE Tutoring helped Ashley pass the SIE Exam
07/20 - With the help of a SIE Tutor, Aidan passed the SIE Exam
01/20 - SIE Tutoring helped James pass the SIE Exam
12/19 - With the help of a SIE Tutor, Kate passed the SIE Exam
09/19 - With the help of a SIE Tutor, Keith, Jacqueline and Jennifer passed the SIE Exam
08-19 - SIE Exam Tutoring helped Jorge, Lisa, Casey, Mark, and Will pass the SIE Exam
07-19 - With the help of a SIE Tutor, Susan passed the SIE exam
05-19 - With the help of a SIE Tutor, Laura passed the SIE Exam
04-19 - SIE Exam Tutoring helped Robert pass the SIE Exam
03-19 - With the help of a SIE Exam Tutor, Melissa passed the SIE Exam
12-18 - With the help of a SIE Exam Tutor, Gerry and Robert passed the SIE Exam
08-18 - Finance Exam Tutor begins offering tutoring for the SIE Exam
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10/17 - FINRA announces the restructuring of certain FINRA exams and introduces the Securities Industry Essentials Exam. Series 7 Tutoring can help you with old and new exams.
09/17 - T+2 Settlement goes into effect for stocks, corporate bonds and municipal bonds. Series 7 Tutoring can help you understand the other effects of this change.
08/17 - Was a busy month with Series 24 students and with Series 7 students
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04/12 - Series 7 Tutoring helped Jennifer pass the Series 7 Exam.
03/12 - With the help of a Series 7 Tutor, Maureen passed the Series 7 Exam.
02/12 - Series 7 Tutoring helped Chris passed the Series 7 Exam.
02/12 - With the help of a Series 7 Tutor, Jim passed the Series 7 Exam.
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11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72% from 70%. Getting a Series 7 Tutor can help you try to pass this exam!