Click to Contact a SIE Exam Tutor - Providing Coast to Coast Tutoring for the Securities Industry Essentials Exam (The SIE Exam), the Series 7 Exam, other Licensing Exams and Finance Courses.
SIE Tutoring Questions
As part of our SIE Tutoring process, we try to help students Pass the SIE Exam first try. We can also encourage you to work harder and teach you how to be a better test taker.
We have created lots of practice questions for the SIE Exam and other exams. Here are examples of the SIE Exam Questions:
Arrange the following in priority of claim in a corporate liquidation:
A) Common stock, preferred stock, unsecured debt and Secured Debt
B) Secured Debt, preferred stock, unsecured debt and common stock
C) Unsecured debt, secured debt, common stock and preferred stock
D) Secured debt, unsecured debt, preferred stock and common stock
A Corporation that has short term funding needs would MOST LIKELY issue which of the following?
A) Treasury Bills
B) Commercial Paper
C) Repurchase Agreements
Which of the following is true regarding warrants?
A) Warrants are normally issued as sweeteners in bond deals and. The exercise price of a warrant is set at a discount to the stock’s current stock price
B) Warrants are long term and the exercise price of a warrant is set at a discount to the stock’s current stock price
C) Warrants are normally issued as sweeteners in bond deals and. The exercise price of a warrant is set at a premium to the stock’s current stock price
D) Warrants are short term and the exercise price of a warrant is set at a premium to the stock’s current stock price
34) Which of the following would be associated with an open end fund?
A) Purchased at the public offering price plus a sales charge
B) Capitalization is not fixed
C) Can be purchased on margin
D) Can be purchased at a discount from its net asset value
58. A 49 year old unmarried person earns $90,000 per year and is covered by his or her employer’s retirement plan. What is the maximum the customer can contribute to a traditional IRA without incurring a tax penalty?
B. The lesser of $6,000 and 100% of earned income
C. The lesser of $7,000 and 100% of earned income
D. The lesser of $12,000 and 100% of earned income
Get private SIE Exam Tutoring, Series 7 Tutoring and tutoring for other FINRA and NASAA licensing exams such as the series 6 exam!
Click to obtain a Free Consultation
02/23 - Series 7 Exam Tutor has expanded its series 7 suitability questions offering by
increasing the number of questions available for sale from 100 to 200
02/23 - With the help of a SIE Exam Tutor, Will passed the SIE Exam.
01/23 - SIE Tutoring helped Vilma pass the SIE Exam
12/22 - With the help of a SIE Exam Tutor, Ashley passed the SIE Exam
11/22 - With the help of a SIE Exam Tutor, Kanthi passed the SIE Exam
10/22 - SIE Exam Tutoring helped Gabby pass the SIE Exam
07/22 - SIE Exam Tutoring helped Jacqueline pass the SIE Exam
06/22 - With the help of a SIE Exam Tutor, Sozan passed the SIE Exam
05/22 - With the help of a SIE Exam Tutor, Brooke passed the SIE Exam.
02/22 - SIE Exam Tutoring helped Danny pass the SIE Exam.
11/21 - With the help of a SIE Exam Tutor, Mary passed the SIE Exam
07/21 - SIE Tutoring helped Alejandro pass the SIE Exam
04.21 - With the help of a SIE Tutor, Jorge passed the SIE Exam
01/21 - SIE Tutoring helped Adam and Rachel pass the SIE Exam
09/20 - SIE Tutoring helped Ashley pass the SIE Exam
07/20 - With the help of a SIE Tutor, Aidan passed the SIE Exam
01/20 - SIE Tutoring helped James pass the SIE Exam
09/19 - With the help of a SIE Tutor, Keith, Jacqueline and Jennifer passed the SIE Exam
08-19 - SIE Exam Tutoring helped Jorge, Lisa, Casey, Mark, and Will pass the SIE Exam
04-19 - SIE Exam Tutoring helped Robert pass the SIE Exam
12-18 - With the help of a SIE Exam Tutor, Gerry and Robert passed the SIE Exam
08-18 - Finance Exam Tutor begins offering tutoring for the SIE Exam
11/17 - Finance Exam Tutor is hiring but please only inquire about Series 7 Tutoring positions if you have several years of prior Series 7 Tutoring experience. We are looking for Series 7 Tutors all over the US but especially in NYC, NY.
11/17 - Series 7 Tutoring helped Jessica passed the Series 7 Exam
10/17 - FINRA announces the restructuring of certain FINRA exams and introduces the Securities Industry Essentials Exam. Series 7 Tutoring can help you with old and new exams.
07/17 - Students continue to appreciate our suitability questions for the series 7 exam
07/17 - The SEC approves the Securities Industry Essentials Exam and the restructuring of the Series 6 and Series 7 exams. Series 7 Tutoring can help you with the new exams.
03/12 - With the help of a Series 7 Tutor, Maureen passed the Series 7 Exam.
11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72% from 70%. Getting a Series 7 Tutor can help you try to pass this exam!