SERIES 7 TUTORING TIPS - SUITABILITY

Suitability is not one topic.  Instead it combines many topics into one.  In order to answer a suitability question, series 7 test takers need to know how to profile customers and make recommendations.  This means that a series 7 student needs to be familiar with the characteristics of many securities including but not limited to bonds, options, investment companies, equities, direct participation programs, variable annuities, etc.  For example, a series 7 test taker needs to know the frequency of interest payments on various debt securities.  Try the following question. If you have trouble with this question, you should consider working with a Series 7 Tutor.
All of the following bonds would likely pay interest on a regular basis EXCEPT
A) A GE debenture maturing in 2037
B) A US Treasury note maturing in 2012
C) A CMO
D) An exchange traded note

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08-19 - SIE Exam Tutoring helped Jorge, Lisa, Casey, Mark, and Will pass the SIE Exam

07-19 - With the help of a SIE Tutor, Susan passed the SIE exam

05-19 - With the help of a SIE Tutor, Laura passed the SIE Exam

04-19 - SIE Exam Tutoring helped Robert pass the SIE Exam

03-19 - With the help of a SIE Exam Tutor, Melissa passed the SIE Exam

12-18 - With the help of a SIE Exam Tutor, Gerry and Robert passed the SIE Exam 

08-18 - Finance Exam Tutor begins offering tutoring for the SIE Exam

11/17 - Finance Exam Tutor is hiring but please only inquire about Series 7 Tutoring positions                if you have several years of prior Series 7 Tutoring experience. We are looking for                      Series 7 Tutors all over the US but especially in NYC, NY.

11/17 - Series 7 Tutoring helped Jessica passed the Series 7 Exam

10/17 - Series 7 Tutoring helped Danielle pass the Series 7 Exam​

10/17 - FINRA announces the restructuring of certain FINRA exams and introduces                                 the Securities Industry Essentials Exam.  Series 7 Tutoring can help you with old                       and new exams.

09/17 - T+2 Settlement goes into effect for stocks, corporate bonds and municipal                                   bonds.  Series 7 Tutoring can help you understand the other  effects of this                                 change. 

08/17 - Was a busy month with Series 24 students and with Series 7 students

07/17 - Students continue to appreciate our suitability questions for the series 7 exam

07/17 - The SEC approves the Securities Industry Essentials Exam and the restructuring              of the Series 6 and Series 7 exams.  Series 7 Tutoring can help you with old and                restructured exams.

04/12 - Series 7 Tutoring helped Jennifer pass the Series 7 Exam.
03/12 - With the help of a Series 7 Tutor, Maureen passed the Series 7 Exam.
02/12 - Series 7 Tutoring helped Chris passed the Series 7 Exam.
02/12 - With the help of a Series 7 Tutor, Jim passed the Series 7 Exam.
02/12 - Series 7 Tutoring helped Robert pass the Series 7 Exam.            
01/12 - Finance Exam Tutor helps Jessica pass her corporate finance final exam!
11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72% from                      70%.  Getting a  Series 7 Tutor can help you try to pass this exam!

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