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SERIES 7 TUTORING TIPS - SUITABILITY
Suitability is not one topic. Instead it combines many topics into one. In order to answer a suitability question, series 7 test takers need to know how to profile customers and make recommendations. This means that a series 7 student needs to be familiar with the characteristics of many securities including but not limited to bonds, options, investment companies, equities, direct participation programs, variable annuities, etc. For example, a series 7 test taker needs to know the frequency of interest payments on various debt securities. Try the following question. If you have trouble with this question, you should consider working with a Series 7 Tutor.
All of the following bonds would likely pay interest on a regular basis EXCEPT
A) A GE debenture maturing in 2037
B) A US Treasury note maturing in 2012
C) A CMO
D) An exchange traded note
News!
11/21 - With the help of a SIE Exam Tutor, Mary passed the SIE Exam
07/21 - SIE Tutoring helped Alejandro pass the SIE Exam
04.21 - With the help of a SIE Tutor, Jorge passed the SIE Exam
03/21 - With the help of a SIE Tutor, Tom passed the SIE Exam
01/21 - SIE Tutoring helped Adam and Rachel pass the SIE Exam
11/20 - With the help of a SIE Tutor, Mike passed the SIE Exam
10/20 - With the help of a SIE Tutor, Julia passed the SIE Exam
09/20 - SIE Tutoring helped Ashley pass the SIE Exam
07/20 - With the help of a SIE Tutor, Aidan passed the SIE Exam
01/20 - SIE Tutoring helped James pass the SIE Exam
12/19 - With the help of a SIE Tutor, Kate passed the SIE Exam
09/19 - With the help of a SIE Tutor, Keith, Jacqueline and Jennifer passed the SIE Exam
08-19 - SIE Exam Tutoring helped Jorge, Lisa, Casey, Mark, and Will pass the SIE Exam
07-19 - With the help of a SIE Tutor, Susan passed the SIE exam
05-19 - With the help of a SIE Tutor, Laura passed the SIE Exam
04-19 - SIE Exam Tutoring helped Robert pass the SIE Exam
03-19 - With the help of a SIE Exam Tutor, Melissa passed the SIE Exam
12-18 - With the help of a SIE Exam Tutor, Gerry and Robert passed the SIE Exam
08-18 - Finance Exam Tutor begins offering tutoring for the SIE Exam
11/17 - Finance Exam Tutor is hiring but please only inquire about Series 7 Tutoring positions if you have several years of prior Series 7 Tutoring experience. We are looking for Series 7 Tutors all over the US but especially in NYC, NY.
11/17 - Series 7 Tutoring helped Jessica passed the Series 7 Exam
10/17 - Series 7 Tutoring helped Danielle pass the Series 7 Exam
10/17 - FINRA announces the restructuring of certain FINRA exams and introduces the Securities Industry Essentials Exam. Series 7 Tutoring can help you with old and new exams.
09/17 - T+2 Settlement goes into effect for stocks, corporate bonds and municipal bonds. Series 7 Tutoring can help you understand the other effects of this change.
08/17 - Was a busy month with Series 24 students and with Series 7 students
07/17 - Students continue to appreciate our suitability questions for the series 7 exam
07/17 - The SEC approves the Securities Industry Essentials Exam and the restructuring of the Series 6 and Series 7 exams. Series 7 Tutoring can help you with the new exams.
04/12 - Series 7 Tutoring helped Jennifer pass the Series 7 Exam.
03/12 - With the help of a Series 7 Tutor, Maureen passed the Series 7 Exam.
02/12 - Series 7 Tutoring helped Chris passed the Series 7 Exam.
02/12 - With the help of a Series 7 Tutor, Jim passed the Series 7 Exam.
02/12 - Series 7 Tutoring helped Robert pass the Series 7 Exam.
01/12 - Finance Exam Tutor helps Jessica pass her corporate finance final exam!
11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72% from 70%. Getting a Series 7 Tutor can help you try to pass this exam!